Rockefeller Capital Management Competitors, Revenue, Alternatives and Pricing
What Is Rockefeller Capital Management?
Rockefeller Capital Management is a leading independent financial services firm offering wealth management, asset management and strategic advisory. The firm serves ultra- and high-net-worth individuals, as well as institutions such as foundations, endowments and corporations, and is led by President and Chief Executive Officer Gregory J. Fleming. As of June 30, 2018, Rockefeller has approximately $17.9 billion in assets under advisement, with offices in New York, Boston and Washington, DC. Our Heritage: Rockefeller Capital Management launched in March 2018 following the acquisition of Rockefeller & Co., Inc. a diversified financial firm that stemmed from the Rockefeller family's private investment office. The firm now builds upon the 135-year history of excellence in wealth and investment management associated with the Rockefeller family.keywords:N/A
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Rockefeller Capital Management Expands Private Wealth Business in Southwest Division, Adds Team in Los Angeles
Maentz Machlovitch Group joins with three industry veterans in California
New York (March 11, 2021) — Rockefeller Capital Management (“Rockefeller” or the “Firm”) today announced that Maentz Machlovitch Group has joined in Los Angeles, deepening the Firm’s presence in the Southwest Division under Managing Director Nathan Crair.
Maentz Machlovitch Group is led by Hans Maentz, Managing Director, Private Wealth Advisor, and Bern A. Machlovitch, Managing Director, Private Wealth Advisor. Supported by Ben Helvey, CFA®, SVP, Team Portfolio Manager, the trio joins from Morgan Stanley Private Wealth Management. The team will continue to work with high net worth and ultra-high net worth families, with a specialization in providing institutional investment services to Native American Tribes and Alaskan Native Corporations.
“Building on the continued growth of our private wealth business, we are excited to welcome Maentz Machlovitch Group to our team in California,” said Crair. “The group’s deep experience in serving wealthy individuals and families, and their expertise in providing solutions to the unique financial services needs of Native American Tribes, will help provide a differentiated wealth management experience to current and prospective clients throughout this region.”
Rockefeller has pursued consistent and competitive expansions across the United States, most recently in markets including San Antonio, Texas, Newport Beach, California and Denver, Colorado.
More about the new team can be found at: rcm.rockco.com/maentzmachlovitchgroup/
About Rockefeller Capital Management
Rockefeller Capital Management is a leading independent, privately-owned financial services firm offering global family office, asset management and strategic advisory services to ultra-high-net-worth individuals and families, institutions, and corporations.
Rockefeller Capital Management was established in the 19th century to help John. D. Rockefeller and his family manage their assets. Today, the firm continues to provide an array of investing and wealth management services.
Rockefeller Capital Management currently has billions in assets and a substantially large team of advisors serving its clients. When it comes to advisory services, the fee-based firm charges asset-based fees and commissions. The firm’s team includes a number of chartered financial analysts (CFAs).
Rockefeller Capital Management holds a spot on our ranking of the top financial advisors in New York, New York.
Rockefeller Capital Management Background
Rockefeller Capital Management traces its roots back to 1882, when the Rockefeller family built the firm to protect their finances. The firm officially became Rockefeller Capital Management after its registration with the U.S. Securities and Exchange Commission (SEC) in 1980.
This firm is owned by investment funds affiliated with Viking Global Investors, L.P. and a trust that represents the Rockefeller family. Rockefeller Capital Management’s subsidiaries include Rockefeller Financial, Rockefeller & Co. LLC, Rockefeller Trust Company, N.A. and The Rockefeller Trust Company.
Rockefeller Capital Management Client Types and Minimum Account Sizes
Rockefeller Capital Management serves individuals, high-net-worth individuals, charitable organizations, family offices, trusts, estates, endowments, foundations, pension and profit sharing plans, charitable organizations, municipal government entities, corporations and other business entities.
The firm’s account minimums vary based on account type.
Services Offered by Rockefeller Capital Management
Rockefeller Capital Management offers the following advisory services:
- Financial planning
- Portfolio management
- Selection of other advisors
Rockefeller Capital Management Investment Philosophy
Rockefeller says it determines investments and allocations based on each client’s objectives, time horizon, risk tolerance, financial horizon, financial information, liquidity needs and various other factors.
The firm also strongly believes in sustainable investing. In fact, Rockefeller abides by four sustainable investing pillars. These include socially responsible investing, mission-driven impact, thematic investment strategies and environmental, social and governance (ESG) integration.
Rockefeller Capital Management Fees
In its capacity as an investment advisor, Rockefeller says it generally charges a fee calculated as a percentage of assets, depending on the account.
For Long-Only Separately Managed accounts, fees typically range from 0.50% to 1.25% annually for equity strategies and from 0.10% to 0.35% annually for fixed-income strategies.
For Long/Short Equity Strategy accounts, the standard fee is a 1.5% annual investment managment fee and a 20% performance fee (subject to a traditional high-water mark, or an all-time high).
For Affiliated Private Funds, investment advisory fees usually range from 0.65% to 1.50% annually.
Model Program fees range between 0.35% and 0.50% of asssets under management per year.
There may be other fees, including but not limited to brokerage and trading costs and expenses and commissions, third-party custody fees, processing fees and more. Learn more about advisors' typical costs here.
What to Watch Out For
Rockefeller doesn’t have any disclosures on its Form ADV. However, the firm is registered as both an investment advisor and a broker-dealer. When acting as a broker-dealer, the firm doesn’t act as a fiduciary. This means that advisors may recommend commissioned investment products that don’t necessarily align with a client’s best interests.
Opening an Account with Rockefeller Capital Management
You can set up an account with Rockefeller Capital Management by visiting any of the firm’s offices or by contacting the firm at (212) 549-5100.
All information is accurate as of the writing of this article.
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|Date joined:||26 March, 2018|
Rockefeller Asset Management is a division of Rockefeller Capital Management, a leading independent financial services firm offering wealth management, asset management and strategic advisory services to institutions and ultra- and high-net-worth individuals. Our investment approach at Rockefeller Asset Management is to identify a relatively concentrated portfolio of compelling investment opportunities over a long-term horizon by conducting fundamental analysis that integrates environmental, social, and governance (ESG) factors.
Rockefeller and Sustainability
Our experience in sustainability and impact investing stems from the 1970s when the Rockefeller Family gave a powerful voice to the view that investment decisions have environmental and social dimensions as well as financial value. Our belief is that adding material ESG criteria to an investment selection process should not require the sacrifice of financial performance. Rather, we believe this helps us better identify risks and opportunities when measuring a company’s intrinsic value.
Besides integrating our research into the investment process, a significant portion of our work revolves around engagement with companies, on behalf of our clients, in seeking to influence positive change on global ESG issues. Rockefeller Asset Management believes that encouraging companies to adopt best practices raises the bar for the company and its sector, impacting the wider economy, and ultimately the world we live in.
Rockefeller & Sustainability and latest reports on the web
Management net capital worth rockefeller
Rockefeller Capital Management
Rockefeller Capital Management is an independent, privately owned wealth management and financial services firm, founded in 2018. It was created when Viking Global Investors acquired majority ownership of the Rockefeller family private investment office Rockefeller & Co., which was launched in 1979 as a multi-family office and had previously been the Rockefellers' single-family office since 1882. The firm offers family office, asset management, and strategic advisory services to ultra-high-net-worth individuals and families, institutions, and corporations. Its president and CEO is Greg Fleming.
The firm is headquartered in Rockefeller Plaza in New York City, and has satellite offices around the U.S.
In October 2017, Rockefeller Financial Services, the parent company of Rockefeller & Co., announced the imminent creation of Rockefeller Capital Management, and the appointment of former Wall Street executive Greg Fleming as its founding CEO. The new firm resulted from the acquisition by Viking Global Investors of a majority stake in Rockefeller & Co., a wealth-management multi-family office and registered investment adviser firm set up by the Rockefeller family in 1979 when the original money-management family office launched by John D. Rockefeller in 1882 started taking in outside money.
The firm began operations in March 2018. Fleming began aggressively recruiting staff from the major Wall Street full-service brokerage firms. He also made acquisitions, and opened branch offices in cities across the U.S. By the end of 2020, it had 19 offices in 14 states and oversaw more than $69 billion in client assets.
In the fall of 2019, the firm acquired Financial Clarity, a multi-family office wealth-management firm in Silicon Valley. In early 2021, it acquired Whitnell & Co., a similar firm in the Chicago area, from Associated Banc-Corp.
The firm offers services in three categories: global family office, which also includes wealth management; strategic advisory; and asset management.
In March 2018, Rockefeller Asset Management, a division of Rockefeller Capital Management, joined the United Nations Environment Programme Finance Initiative, stating its intent to build a concentrated long-term portfolio emphasizing environmental, social, and governance (ESG) factors. In May 2019 it launched two ESG-driven investment funds: the Rockefeller US ESG Equity Fund; and the Rockefeller Global ESG Equity Fund, a UCITS fund domiciled in Europe. In January 2021 Rockefeller Asset Management, in partnership with Bloomberg, launched the Bloomberg Rockefeller U.S. All Cap Multi-Factor ESG Improvers Index, which ranks a company's improvement on ESG issues relative to industry peers, while also taking quality and low volatility into account, in addition to incorporating shareholder engagement techniques.
Former Wall Street senior executive Greg Fleming is the founding president and CEO of the company.
The firm is majority owned by the private-equity arm of Viking Global Investors, and Viking portfolio manager Brian Kaufmann is on the Rockefeller Capital Management board. Approximately 10% the firm is owned by Rockefeller family members.
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- ^Ungarino, Rebecca (January 7, 2021). "Greg Fleming's Rockefeller is eyeing more deals like the $1.4 billion wealth firm it's buying. Its family office head lays out its aggressive cross-country push". Business Insider. Retrieved February 21, 2021.
- ^Dalal, Khyathi (January 5, 2021). "Associated Banc-Corp divests wealth management subsidiary Whitnell to Rockefeller Capital". Seeking Alpha. Retrieved February 22, 2021.
- ^Cao, Sissi (September 19, 2019). "Rockefeller Family Deepens Ties in Silicon Valley Through Elite Merger". The New York Observer. Retrieved February 22, 2021.
- ^Wenik, Ian (January 6, 2021). "Rockefeller to buy $1.4bn Chicago-area RIA". Citywire. Retrieved February 22, 2021.
- ^"Rockefeller Global Family Office". Rockefeller Capital Management. Retrieved February 22, 2021.
- ^Avery, Helen (February 6, 2019). "Wealth management: The Next Generation". Euromoney. Retrieved February 22, 2021.
- ^"Rockefeller Asset Management". United Nations Environment Programme Finance Initiative. March 26, 2018. Retrieved February 22, 2021.
- ^Simpson, Atholl (May 21, 2019). "Rockefeller enters offshore fund market with double launch". Citywire. Retrieved February 22, 2021.
- ^Holbrook, Emily (January 11, 2021). "Bloomberg and Rockefeller Asset Management Launch ESG Improvers Index". Environment + Energy Leader. Retrieved February 22, 2021.
- ^Ritholtz, Barry (November 25, 2020). "Greg Fleming on Shaping Wall Street". Bloomberg News. Retrieved February 22, 2021.
- ^"Our Leadership". Rockefeller Capital Management. Retrieved February 22, 2021.
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